Small Business and Broker-Dealer Auditor Forum

Program Description


The PCAOB Small Business and Broker-Dealer Auditor Forums are designed to share important information about PCAOB activities with registered accounting firms. They also provide an opportunity for Board members and PCAOB staff to hear comments, concerns and questions from auditors.


CPE credit will be granted based on successfully responding to the polls that will appear throughout the course of the presentation.

Event Agenda

September 25 (9 a.m. - 11:50 a.m., central time)
Small Business Forum, Part I
September 25 (1:00 p.m. - 5:00 p.m., central time)
Small Business, Part II AND Broker-Dealer Forum, Part I
September 26 (9:00 a.m. - 12:40 p.m., central time)
Broker-Dealer Forum, Part II